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Municipal Securities Rulemaking Board
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371	#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Duplicate copies of these records may be maintained by SEC Regional and District Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:10:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation Government
372	SEC-65 SYSTEM NAME: Investor Response Information System (IRIS). SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Also, records covered by Subsystem A are received by and maint Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:42:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Financial regulation Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Security Financial economics United States securities law United States Securities and Exchange Commission Government
373	SEC-58 SYSTEM NAME: System for Enforcement Case Tracking and Routing (SECTR). SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’ Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2009-10-02 15:22:52 Securities Exchange Act United States Securities and Exchange Commission Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Freedom of Information Act Municipal Securities Rulemaking Board Security United States securities law Government 73rd United States Congress
374	#..SEC-4 System name: Beneficial Ownership, Acquisition, Tender Offer, and Solicitation Records Filed under the Securities Exchange Act of[removed]SEC. System location: Securities and Exchange Commission, Washington, DC 20 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 14:53:51 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Security Municipal Securities Rulemaking Board United States securities law Financial regulation 73rd United States Congress
375	#..SEC-11 System name: Correspondence Files Pertaining to Registered Investment Companies-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Records are also maintained by SEC Regional and Di Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:09:58 Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation Government
376	Privacy Act of 1974: Systems of Records Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-09-03 13:08:40 73rd United States Congress United States Securities and Exchange Commission Financial economics Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation Government
377	#..SEC-35 System name: Securities Violations Records and Bulletin--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC[removed]Copies of the Securities Violations Bulletin are als Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 14:00:56 Financial regulation Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
378	~I FEDERAL ELECTION COMMISSION WASHINGTON, D.C. 204o3 OFFICE OF THE CHAIRMAN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 10:59:31 76th United States Congress Government Politics Federal Election Campaign Act U.S. Securities and Exchange Commission Investment Advisers Act Rulemaking Municipal Securities Rulemaking Board Notice of proposed rulemaking United States administrative law Federal Election Commission Campaign finance
379	Microsoft Word - SORN- 62.doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-10-05 11:08:29 Financial economics 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board United States securities law Financial regulation Government
380	SORN 28: Office of the Chief Accountant Working Files Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-07-08 09:01:56 Business 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Security United States securities law Financial regulation Government

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